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Extrapolative sample generation: A novel framework for imbalanced multi-source fault diagnosis

Song, Zhenting; Zheng, Linjie; Luo, Jun; Qi, Junyu 1; Qin, Yi
1 Institut für Technische Mechanik (ITM), Karlsruher Institut für Technologie (KIT)

Abstract:

Multi-source data provide rich information for bearing fault diagnosis, yet sample imbalance between critical fault classes and healthy conditions severely restricts model generalization. To address this problem, this study proposed a multi-source fault diagnosis framework based on extrapolation sample generation and an attention-enhanced multivariate information bottleneck. First, a fault-type node structure was constructed according to fault types, and multi-source data were organized by fault category. Second, a novel data augmentation strategy, termed extrapolation sample induced by mixup, was developed. This strategy divided the same-type multi-source data into subdomains and generated interpolation domains through Dirichlet mixing. A reverse mixup mechanism combined with adaptive instance normalization style transfer was then introduced to generate plausible out-of-distribution samples, thereby expanding the fault distribution and reducing the effect of class imbalance. Third, a dedicated convolutional neural network extractor and projection layer were designed for the augmented multi-source data to map heterogeneous features. An attention-enhanced multivariate information bottleneck model was then constructed to map heterogeneous features into a shared representation space, dynamically learn cross-source correlations and optimize feature representation according to information bottleneck criteria. ... mehr


Originalveröffentlichung
DOI: 10.1016/j.aei.2026.105174
Zugehörige Institution(en) am KIT Institut für Technische Mechanik (ITM)
Publikationstyp Zeitschriftenaufsatz
Publikationsmonat/-jahr 11.2026
Sprache Englisch
Identifikator ISSN: 1474-0346, 1873-5320
KITopen-ID: 1000196750
Erschienen in Advanced Engineering Informatics
Verlag Elsevier
Band 76
Seiten Art.Nr: 105174
Vorab online veröffentlicht am 25.08.2026
Externe Relationen Siehe auch
Schlagwörter Sample imbalance; Extrapolative sample generation; Attention mechanism; Multivariate information bottleneck; Fault diagnosis
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