Criticality of infrastructure networks under consideration of resilience-based maintenance strategies using the example of inland waterways

Transportation infrastructures as backbone of modern, globalized, and networked societies ensure flows of people and goods and thus sustain social and economic prosperity. Concurrently, more and more infrastructure construction assets are facing the problem of systematic obsolescence due to deficient structural conditions, maintenance backlogs, and a lack of or misallocation of resources for the construction and maintenance of infrastructure buildings. This problem construct necessitates
a resilience-based maintenance strategy for the asset portfolio. In particular, inland navigation as a mode of transport features large transport volumes and few redundancies. Combined with its increasing importance due to its comparatively high environmental friendliness, a predestined, yet in the literature underrepresented research subject results.

This dissertation aims to investigate essential factors of infrastructure management and thereby identify the potential for improvement in the complex construct of maintenance management and related areas. The emphasis is on enhancing the resilience of inland waterways as a complex System-of-Systems with all its interdependencies. ... mehrThus, a holistic risk and resilience assessment is essential and is underlined with the aspects infrastructure availability and business decisions (Study A, B, C and D) and stakeholder communication and risk analysis (Study E, F, G) which are addressed by seven studies published as companion articles.

Study A deals with assessing the reliability of transport infrastructure networks as part of supply chains, highlighting the importance of available and thus maintained infrastructure assets for functioning supply chains. Study B aims to identify critical warning times before closures of transport infrastructure networks and therefore suggests a mixed-methods approach, making it possible to derive and evaluate critical thresholds. Study C examines the corresponding company decisions, i.e., decisions as reaction towards neglected maintenance of public transport infrastructure, which comprises risk coping strategies, examined by empirical investigations. Study D extends this problem observation by showing that companies could see incentives for outsourcing if they face a lack of access to available transport infrastructure. Hence, the study analyzes facility relocation problems in dependence on infrastructure availability.

Study E heads toward stakeholder communication and risk analysis and examines the processes across stakeholders, using an approach of collaborative serious gaming, which simultaneously enhances situation awareness and communication among stakeholders. Study F provides the implementation of a systemic approach and its visualization as a GIS-based risk dashboard, shedding light on interdependencies among critical infrastructures and cascading effects. Study G closes with an examination of the evaluation of the potential of infrastructure funds. For this purpose, the study conducts an online survey to determine investors’ willingness to pay for various fund mechanisms, integrating the option of private coverage.

Despite the geographic focus of the case studies on Germany, valuable insights can be gained for infrastructure management that can also apply to other countries. In addition to the case study findings, general recommendations for infrastructure owners are derived. As a result, it can be stated that it is essential that maintenance strategies have to be more resilience-based than traditional strategies, which are mainly based on fixed time intervals for maintenance. Moreover, the application of both serious gaming and GIS visualization can help to enhance situation awareness and thus the resilience of infrastructure systems. An essential finding for which this dissertation provides methodological approaches is that considering the local area’s attractiveness for business locations should receive more attention regarding investment decisions. Thereby a focus should be set on the realistic threat of relocations as response to deteriorating infrastructure conditions. Eventually, public debates should strengthen the knowledge about infrastructure and its funding, while deficits in alongside mechanisms in infrastructure funding must be encountered.

Consequently, this dissertation provides insights into the potential of infrastructure management. Mainly, it offers the potential to improve the resilience of the waterway transportation system and address stakeholders accordingly.